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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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1. Name and Address of Reporting Person *
Patrick J Herbert, III 3400 North Wolf Road Franklin Park, IL 60131 | 2. Issuer Name and Ticker or Trading Symbol
A.M.Castle and Co. (CAS) |
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| 3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year) 12/31/2007 | |||||||||||||
| 4. If Amendment, Date Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person Form filed by More than One Reporting Person | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||
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| (e.g. puts, calls, warrants, options, convertible securities) | ||||||||||||||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/ Day/ Year) | 3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Phantom Stock | $0.00 | 08/08/1988 | 08/08/1988 | Common Stock | 13,577.746 | 13,577.746 | D | |||||||
| Stock Options (Right to buy) | $8.52 | 06/01/2005 | 06/01/2014 | Common Stock | 7,500 | 7,500 | D | |||||||
| Stock Options (Right to buy) | $10.00 | 07/27/2001 | 07/27/2010 | Common Stock | 3,500 | 3,500 | D | |||||||
| Stock Options (Right to buy) | $10.35 | 06/03/2003 | 06/03/2012 | Common Stock | 5,000 | 5,000 | D | |||||||
| Stock Options (Right to buy) | $12.3125 | 06/01/2001 | 06/01/2010 | Common Stock | 1,500 | 1,500 | D | |||||||
| Stock Options (Right to buy) | $13.00 | 06/01/2002 | 06/01/2011 | Common Stock | 5,000 | 5,000 | D | |||||||
| Stock Options (Right to buy) | $14.22 | 06/01/2006 | 06/01/2015 | Common Stock | 7,500 | 7,500(1) | D | |||||||
| Stock Options (Right to buy) | $15.0625 | 06/01/2000 | 06/01/2009 | Common Stock | 1,500 | 1,500 | D | |||||||
| Stock Options (Right to buy) | $21.875 | 06/02/1998 | 06/02/2007 | Common Stock | 1,500 | 1,500 | D | |||||||
| Stock Options (Right to buy) | $22.4375 | 06/01/1999 | 06/01/2008 | Common Stock | 1,500 | 1,500 | D | |||||||
| Stock Options (Right to buy) | $28.25 | 06/03/1997 | 06/03/2006 | Common Stock | 1,000 | 1,000 | D | |||||||
| SEC 2270 (9-02) | ||||||||||||||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | ||||||||||||||
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